Problem III by Sren Kierkegaard Lyrics
PROBLEM III
Was Abraham ethically defensible in keeping silent about his
purpose before Sarah, before Eleazar, before Isaac?
The ethical as such is the universal, again, as the universal it is the manifest, the revealed. The individual regarded as he is immediately, that is, as a physical and psychical being, is the hidden, the concealed. So his ethical task is to develop out of this concealment and to reveal himself in the universal. Hence whenever he wills to remain in concealment he sins and lies in temptation (Anfechtung), out of which he can come only by revealing himself.
With this we are back again at the same point. If there is not a concealment which has its ground in the fact that the individual as the individual is higher than the universal, then Abraham's conduct is indefensible, for he paid no heed to the intermediate ethical determinants. If on the other hand there is such a concealment, we are in the presence of the paradox which cannot be mediated inasmuch as it rests upon the consideration that the individual as the individual is higher than the universal, but it is the universal precisely which is mediation. The Hegelian philosophy holds that there is no justified concealment, no justified incommensurability. So it is self-consistent when it requires revelation, but it is not warranted in regarding Abraham as the father of faith and in talking about faith. For faith is not the first immediacy but a subsequent immediacy. The first immediacy is the aesthetical, and about this the Hegelian philosophy may be in the right. But faith is not the aesthetical–or else faith has never existed because it has always existed.
It will be best to regard the whole matter from a purely aesthetical point of view, and with that intent to embark upon an aesthetic deliberation, to which I beg the reader to abandon himself completely for the moment, while I, to contribute my share, will modify my presentation in conformity with the subject. The category I would consider a little more closely is the interesting, a category which especially in our age (precisely because our age lives in discrimine rerum) [at a turning point in history] has acquired great importance, for it is properly the category of the turning-point. Therefore we, after having loved this category pro virili [with all our power], should not scorn it as some do because we have outgrown it, but neither should we be too greedy to attain it, for certain it is that to be interesting or to have an interesting life is not a task for industrial art but a fateful privilege, which like every privilege in the world of spirit is bought only by deep pain. Thus, for example, Socrates was the most interesting man that ever lived, his life the most interesting that has been recorded, but this existence was alloted to him by the Deity, and in so far as he himself had to acquire it he was not unacquainted with trouble and pain. To take such a life in vain does not beseem a man who takes life seriously, and yet it is not rare to see in our age examples of such an endeavor. Moreover the interesting is a border-category, a boundary between aesthetics and ethics. For this reason our deliberation must constantly glance over into the field of ethics, while in order to be able to acquire significance it must grasp the problem with aesthetic intensity and concupiscence. With such matters ethics seldom deals in our age. The reason is supposed to be that there is no appropriate place for it in the System. Then surely one might do it in a monograph, and moreover, if one would not do it prolixly, one might do it briefly and yet attain the same end–if, that is to say, a man has the predicate in his power, for one or two predicates can betray a whole world. Might there not be some place in the System for a little word like the predicate?
In his immortal Poetics (Chapter 11) Aristotle says,62 dúo mèn oûn toû múqou mérh perì taût’ e’stí, peripéteia kaì a’nagnw’risiv. I am of course concerned here only with the second factor, a'nagnw'risiv, recognition. Where there can be question of a recognition there is implied eo ipso a previous concealment. So just as recognition is the relieving, the relaxing factor in the dramatic life, so is concealment the factor of tension. What Aristotle has to say in the same chapter about the merits of tragedy which are variously appraised in proportion as peripéteia and a’nagnw’risiv impinge63 upon one another, and also what he says about the "individual" and the "double recognition," I cannot take into consideration here, although by its inwardness and quiet concentration what he says is peculiarly tempting to one who is weary of the superficial omniscience of encyclopedic scholars. A more general observation may be appropriate here. In Greek tragedy concealment (and consequently recognition) is an epic survival grounded upon a fate in which the dramatic action disappears from view and from which it derives its obscure and enigmatic origin. Hence it is that the effect produced by a Greek tragedy is like the impression of a marble statue which lacks the power of the eye. Greek tragedy is blind. Hence a certain abstraction is necessary in order to appreciate it properly. A son64 murders his father, but only afterwards does he learn that it was his father. A sister65 wants to sacrifice her brother, but at the decisive moment she learns who he is. This dramatic motive is not so apt to interest our reflective age. Modern drama has given up fate, has emancipated itself dramatically, sees with its eyes, scrutinizes itself, resolves fate in its dramatic consciousness. Concealment and revelation are in this case the hero's free act for which he is responsible.
Recognition and concealment are also present as an essential element in modern drama. To adduce examples of this would be too prolix. I am courteous enough to assume that everybody in our age, which is so aesthetically wanton, so potent and so enflamed that the act of conception comes as easy to it as to the partridge hen, which, according to Aristotle's affirmation,66 needs only to hear the voice of the cock or the sound of its flight overhead–I assume that everyone, merely upon hearing the word "concealment" will be able to shake half a score of romances and comedies out of his sleeve. Wherefore I express myself briefly and so will throw out at once a general observation. In case one who plays hide and seek (and thereby introduces into the play the dramatic ferment) hides something nonsensical, we get a comedy; if on the other hand he stands in relation to the idea, he may come near being a tragic hero. I give here merely an example of the comic. A man rouges his face and wears a periwig. The same man is eager to try his fortune with the fair sex, he is perfectly sure of conquering by the aid of the rouge and the periwig which make him absolutely irresistible. He captures a girl and is at the acme of happiness. Now comes the gist of the matter: if he is able to admit this embellishment, he does not lose all of his infatuating power; when he reveals himself as a plain ordinary man, and bald at that, he does not thereby lose the loved one.–Concealment is his free act, for which aesthetics also holds him responsible. This science is no friend of bald hypocrites, it abandons him to the mercy of laughter. This must suffice as a mere hint of what I mean–the comical cannot be a subject of interest for this investigation.
It is incumbent upon me to examine dialectically the part played by concealment in aesthetics and ethics, for the point is to show the absolute difference between the aesthetic concealment and the paradox.
A couple of examples. A girl is secretly in love with a man, although they have not definitely avowed their love to one another. Her parents compel her to marry another (there may be moreover a consideration of filial piety which determines her), she obeys her parents, she conceals her love, "so as not to make the other unhappy, and no one will ever know what she suffers."–A young man is able by a single word to get possession of the object of his longings and his restless dreams. This little word, however, will compromise, yea, perhaps (who knows?) bring to ruin a whole family, he resolves magnanimously to remain in his concealment, "the girl shall never get to know it, so that she may perhaps become happy by giving her hand to another." What a pity that these two persons, both of whom were concealed from their respective beloveds, were also concealed from one another, otherwise a remarkable higher unity might have been brought about.–Their concealment is a free act, for which they are responsible also to aesthetics. Aesthetics, however, is a courteous and sentimental science which knows of more expedients than a pawnbroker. So what does it do? It makes everything possible for the lovers. By the help of a chance the partners to the projected marriage get a hint of the magnanimous resolution of the other part, it comes to an explanation, they get one another and at the same time attain rank with real heroes. For in spite of the fact that they did not even get time to sleep over their resolution, aesthetics treats them nevertheless as if they had courageously fought for their resolution during many years. For aesthetics does not trouble itself greatly about time, whether in jest or seriousness time flies equally fast for it.
But ethics knows nothing about that chance or about that sentimentality, nor has it so speedy a concept of time. Thereby the matter receives a different aspect. It is no good arguing with ethics for it has pure categories. It does not appeal to experience, which of all ludicrous things is the most ludicrous, and which so far from making a man wise rather makes him mad if he knows nothing higher than this. Ethics has in its possession no chance, and so matters do not come to an explanation, it does not jest with dignities, it lays a prodigious responsibility upon the shoulders of the puny hero, it denounces as presumption his wanting to play providence by his actions, but it also denounces him for wanting to do it by his suffering. It bids a man believe in reality and have courage to fight against all the afflictions of reality, and still more against the bloodless sufferings he has assumed on his own responsibility. It warns against believing the calculations of the understanding, which are more perfidious than the oracles of ancient times. It warns agtunst every untimely magnanimity. Let reality decide–then is the time to show courage, but then ethics itself offers all possible assistance. If, however, there was something deeper which moved in these two, if there was seriousness to see the task, seriousness to commence it, then something will come of them; but ethics cannot help, it is offended, for they keep a secret from it, a secret they hold at their own peril.
So aesthetics required concealment and rewarded it, ethics required revelation and punished concealment.
At times, however, even aesthetics requires revelation. When the hero ensnared in the aesthetic illusion thinks by his silence to save another man, then it requires silence and rewards it. On the other hand, when the hero by his action intervenes disturbingly in another man's life, then it requires revelation. I am now on the subject of the tragic hero. I would consider for a moment Euripides' Iphigenia in Aulis. Agamemnon must sacrifice Iphigenia. Now aesthetics requires silence of Agamemnon inasmuch as it would be unworthy of the hero to seek comfort from any other man, and out of solicitude for the women too he ought to conceal this from them as long as possible. On the other hand, the hero, precisely in order to be a hero, must be tried by dreadful temptations which the tears of Clytemnestra and Iphigenia provide for him. What does aesthetics do? It has an expedient, it has in readiness an old servant who reveals everything to Clytemnestra. Then all is as it should be.
Ethics, however, has at hand no chance and no old servant. The aesthetical idea contradicts itself as soon as it must be carried out in reality. Hence ethics requires revelation. The tragic hero displays his ethical courage precisely by the fact that it is he who, without being ensnared in any aesthetic illusion, himself announces to Iphigenia her fate. If the tragic hero does this, then he is the beloved son of ethics in whom it is well pleased. If he keeps silent, it may be because he thinks thereby to make it easier for others, but it may also be because thereby he makes it easier for himself. However, he knows that he is not influenced by this latter motive. If he keeps silent, he assumes as the individual a serious responsibility inasmuch as he ignores an argument which may come from without. As a tragic hero he cannot do this, for ethics loves him precisely because he constantly expresses the universal. His heroic action demands courage, but it belongs to this courage that he shall shun no argumentation. Now it is certain that tears are a dreadful argumentum ad hominem, and doubtless there are those who are moved by nothing yet are touched by tears. In the play Iphigenia had leave to weep, really she ought to have been allowed like Jephthah's daughter two months for weeping, not in solitude but at her father's feet, allowed to employ all her art "which is but tears," and to twine about his knees instead of presenting the olive branch of the suppliant.
Aesthetics required revelation but helped itself out by a chance; ethics required revelation and found in the tragic hero its satisfaction.
In spite of the severity with which ethics requires revelation, it cannot be denied that secrecy and silence really make a man great precisely because they are characteristics of inwardness. When Amor leaves Psyche he says to her, "Thou shalt give birth to a child which will be a divine infant if thou dost keep silence, but a human being if thou dost reveal the secret." The tragic hero who is the favorite of ethics is the purely human, and him I can understand, and all he does is in the light of the revealed. If I go further, then I stumble upon the paradox, either the divine or the demoniac, for silence is both. Silence is the snare of the demon, and the more one keeps silent, the more terrifying the demon becomes; but silence is also the mutual understanding between the Deity and the individual.
Before going on to the story of Abraham, however, I would call before the curtain several poetic personages. By the power of dialectic I keep them upon tiptoe, and by wielding over them the scourge of despair I shall surely keep them from standing still, in order that in their dread they may reveal one thing and another.*
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*These movements and attitudes might well be a subject for further aesthetic treatment. However, I leave it undecided to what extent faith and the whole life of faith might be a fit subject for such treatment. Only, because it is always a joy to me to thank him to whom I am indebted, I would thank Lessing for some hints of a Christian drama which is found in his Hamburgische Dramaturgie.69 He, however, fixed his glance upon the purely divine side of the Christian life (the consummated victory) and hence he had misgivings; perhaps he would have expressed a different judgment if he had paid more attention to the purely human side (theologia viatorum).70 Doubtless what he says is very brief, in part evasive, but since I am always glad to have the company of Lessing, I seize it at once. Lessing was not merely one of the most comprehensive minds Germany has had, he not only was possessed of rare exactitude in his learning (for which reason one can securely rely upon him and upon his autopsy without fear of being duped by inaccurate quotations which can be traced nowhere, by half-understood phrases which are drawn from untrustworthy compendiums, or to be disoriented by a foolish trumpeting of novelties which the ancients have expounded far better) but he possessed at the same time an exceedingly uncommon gift of explaining what he himself had understood. There he stopped. In our age people go further and explain more than they have understood.
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In his Poetics67 Aristotle relates a story of a political disturbance at Delphi which was provoked by a question of marriage. The bridegroom, when the augurs68 foretell to him that a misfortune would follow his marriage, suddenly changes his plan at the decisive moment when he comes to fetch the bride–he will not celebrate the wedding. I have no need of more.*
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*According to Aristotle the historic catastrophe was as follows. To avenge themselves the family of the bride introduced a temple-vessel among his household goods, and he is sentenced as a temple-robber. This, however, is of no consequence, for the question is not whether the family is shrewd or stupid in taking revenge. The family has an ideal significance only in so far as it is drawn into the dialectic of the hero. Besides it is fateful enough that he, when he would shun danger by not marrying, plunges into it, and also that his life comes into contact with the divine in a double way: first by the saying of the augurs, and then by being condemned for sacrilege.
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In Delphi this event hardly passed without tears; if a poet were to have adopted it as his theme, he might have dared to count very surely upon sympathy. Is it not dreadful that love, which in human life often enough was cast into exile, is now deprived of the support of heaven? Is not the old proverb that "marriages are made in heaven" here put to shame? Usually it is all the afflictions and difficulties of the finite which like evil spirits separate the lovers, but love has heaven on its side, and therefore this holy alliance overcomes all enemies. In this case it is heaven itself which separates what heaven itself has joined together. And who would have guessed such a thing? The young bride least of all. Only a moment before she was sitting in her chamber in all her beauty, and the lovely maidens had conscientiously adorned her so that they could justify before all the world what they had done, so that they not merely derived joy from it but envy, yea, joy for the fact that it was not possible for them to become more envious, because it was not possible for her to become more beautiful. She sat alone in her chamber and was transformed from beauty unto beauty, for every means was employed that feminine art was capable of to adorn worthily the worthy. But there still was lacking something which the young maidens had not dreamed of: a veil finer, lighter and yet more impenetrable than that in which the young maidens had enveloped her, a bridal dress which no young maiden knew of or could help her to obtain, yea, even the bride herself did not know how to obtain it. It was an invisible, a friendly power, taking pleasure in adorning a bride, which enveloped her in it without her knowledge; for she saw only how the bridegroom passed by and went up to the temple. She saw the door shut behind him, and she became even more calm and blissful, for she only knew that he now belonged to her more than ever. The door of the temple opened, he stepped out, but maidenly she cast down her eyes and therefore did not see that his countenance was troubled, but he saw that heaven was jealous of the bride's loveliness and of his good fortune. The door of the temple opened, and the young maidens saw the bridegroom step out, but they did not see that his countenance was troubled, they were busy fetching the bride. Then forth she stepped in all her maidenly modesty and yet like a queen surrounded by her maids of honor, who bowed before her as the young maiden always bows before a bride. Thus she stood at the head of her lovely band and waited–it was only an instant, for the temple was near at hand–and the bridegroom came … but he passed by her door.
But here I break off–I am not a poet, I go about things only dialectically. It must be remembered first of all that it is at the decisive instant the hero gets this elucidation, so he is pure and blameless, has not light-mindedly tied himself to the fiancée. In the next place, he has a divine utterance for him, or rather against him,71 he is therefore not guided like those puny lovers by his own conceit. Moreover, it goes without saying that this utterance makes him just as unhappy as the bride, yea, a little more so, since he after all is the occasion of her unhappiness. It is true enough that the augurs only foretold a misfortune to him, but the question is whether this misfortune is not of such a sort that in injuring him it would also affect injuriously their conjugal happiness. What then is he to do? (1) Shall he preserve silence and celebrate the wedding?–with the thought that "perhaps the misfortune will not come at once, at any rate I have upheld love and have not feared to make myself unhappy. But keep silent I must, for otherwise even the short moment is wasted." This seems plausible, but it is not so by any means, for in doing this he has insulted the girl. He has in a way made the girl guilty by his silence, for in case she had known the truth she never would have consented to such a union. So in the hour of need he would not only have to bear the misfortune but also the responsibility for having kept silent and her justified indignation that he had kept silent. Or (2) shall he keep silent and give up celebrating the wedding? In this case he must embroil himself in a mystifictition by which he reduces himself to naught in relation to her. Aesthetics would perhaps approve of this. The catastrophe might then be fashioned like that of the real story, except that at the last instant an explanation would be forthcoming–however, that would be after it was all over, since aesthetically viewed it is a necessity to let him die … unless this science should see its way to annul the fateful prophecy. Still, this behavior, magnanimous as it is, implies an offense against the girl and against the reality of her love. Or (3) shall he speak? One of course must not forget that our hero is a little too poetical for us to suppose that to sign away his love might not have for him a significance very different from the result of an unsuccessful business speculation. If he speaks, the whole thing becomes a story of unhappy love in the style of Axel and Valborg.*
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*Moreover, from this point one might conduct the dialectical movements in another direction. Heaven foretells a misfortune consequent upon his marriage, so in fact he might give up the wedding but not for this reason give up the girl, rather live with her in a romantic union which for the lovers would be more than satisfactory. This implies, however, an offense against the girl because in his love for her he does not express the universal. However, this would be a theme both for a poet and for an ethicist who would defend marriage. On the whole, if poetry were to pay attention to the religious and to the inwardness of personalities, it would find themes of far greater importance than those with which it now busies itself. In poetry one hears again and again this story: a man is bound to a girl whom he once loved–or perhaps never sincerely loved, for now he has seen another girl who is the ideal. A man makes a mistake in life, it was in the right street but it was in the wrong house, for opposite, on the second floor, dwells the ideal–this people think a theme for poetry. A lover has made a mistake, he saw his fiancée by lamplight and thought she had dark hair, but, lo, on closer inspection she is blonde–but her sister, she is the ideal! This they think is a theme for poetry! My opinion is that every such man is a lout who may be intolerable enough in real life but ought instantly to be hissed off the stage when he would give himself airs in poetry. Only passion against passion provides a poetic collision, not the rumpus of these particulars within the same passion. If, for example, a girl in the Middle Ages, after having fallen in love, convinces herself that all earthly love is a sin and prefers a heavenly, here is a poetic collision, and the girl is poetic, for her life is in the idea.
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This is a pair which heaven itself separates.72 However, in the present case the separation is to be conceived somewhat differently since it results at the same time from the free act of the individuals. What is so very difficult in the dialectic of this case is that the misfortune is to fall only upon him. So the two lovers do not find like Axel and Valborg a common expression for their suffering, inasmuch as heaven levels its decree equally against Axel and Valborg because they are equally near of kin to one another. If this were the case here, a way out would be thinkable. For since heaven does not employ any visible power to separate them but leaves this to them, it is thinkable that they might resolve between them to defy heaven and its misfortune too.
Ethics, however, will require him to speak. His heroism then is essentially to be found in the fact that he gives up aesthetic magnanimity, which in this case, however, could not easily be thought to have any admixture of the vanity which consists in being hidden, for it must indeed be clear to him that he makes the girl unhappy. The reality of this heroism depends, however, upon the fact that he had had his opportunity [for a genuine love] and annulled it; for if such heroism could be acquired without this, we should have plenty of heroes in our age, in our age which has attained an unparalleled proficiency in forgery and does the highest things by leaping over the intermediate steps.
But then why this sketch, since I get no further after all than the tragic hero? Well, because it is at least possible that it might throw light upon the paradox. Everything depends upon how this man stands related to the utterance of the augurs which is in one way or another decisive for his life. Is this utterance publici juris, or is it a privatissimum? The scene is laid in Greece, the utterance of the augur is intelligible to all. I do not mean merely that the ordinary man is able to understand its content lexically, but that the ordinary man can understand that an augur announces to the individual the decision of heaven. So the utterance of the augur is not intelligible only to the hero but to all, and no private relationship to the deity results from it. Do what he will, that which is foretold will come to pass, and neither by doing nor by leaving undone does he come into closer relationship with the deity, or become either the object of its grace or of its wrath. The result foretold is a thing which any ordinary man will be just as well able as the hero to understand, and there is no secret writing which is legible to the hero only. Inasmuch as he would speak, he can do so perfectly well, for he is able to make himself intelligible; inasmuch as he would keep silent, it is because by virtue of being the individual he would be higher than the universal, would delude himself with all sorts of fantastic notions about how she will soon forget the sorrow, etc. On the other hand, in case the will of heaven had not been announced to him by an augur, in case it had come to his knowledge in an entirely private way, in case it had put itself into an entirely private relationship with him, then we encounter the paradox (supposing there is such a thing–for my reflection takes the form of a dilemma), then he could not speak, however much he might wish to.73 He did not then enjoy himself in the silence but suffered pain–but this precisely was to him the assurance that he was justified. So the reason for his silence is not that he as the individual would place himself in an absolute relation to the universal, but that he as the individual was placed in an absolute relation to the absolute. In this then he would also be able to find repose (as well as I am able to figure it to myself), whereas his magnanimous silence would constantly have been disquieted by the requirements of the ethical. It is very much to be desired that aesthetics would for once essay to begin at the point where for so many years it has ended, with the illusory magnanimity. Once it were to do this it would work directly in the interest of the religious, for religion is the only power which can deliver the aesthetical out of its conflict with the ethical. Queen Elizabeth74 sacrificed to the State her love for Essex by signing his death-warrant. This was a heroic act, even if there was involved a little personal grievance for the fact that he had not sent her the ring. He had in fact sent it, as we know, but it was kept back by the malice of a lady of the court. Elizabeth received intelligence of this (so it is related, ni fallor), thereupon she sat for ten days with one finger in her mouth and bit it without saying a word, and thereupon she died. This would be a theme for a poet who knew how to wrench the mouth open–without this condition it is at the most serviceable to a conductor of the ballet, with whom in our time the poet too often confuses himself.
I will follow this with a sketch which involves the demoniacal. The legend of Agnes and the Merman will serve my purpose. The merman is a seducer who shoots up from his hiding-place in the abyss, with wild lust grasps and breaks the innocent flower which stood in all its grace on the seashore and pensively inclined its head to listen to the howling of the ocean. This is what the poets hitherto have meant by it. Let us make an alteration. The merman was a seducer. He had called to Agnes, had by his smooth speech enticed from her the hidden sentiments, she has found in the merman what she sought, what she was gazing after down at the bottom of the sea. Agnes would like to follow him. The merman has lifted her up in his arms, Agnes twines about his neck, with her whole soul she trustingly abandons herself to the stronger one; he already stands upon the brink, he leans over the sea, about to plunge into it with his prey–then Agnes looks at him once more, not timidly, not doubtingly, not proud of her good fortune, not intoxicated by pleasure, but with absolute faith in him, with absolute humility, like the lowly flower she conceived herself to be; by this look she entrusts to him with absolute confidence her whole fate.75 And, behold, the sea roars no more, its voice is mute, nature's passion which is the merman's strength leaves him in the lurch, a dead calm ensues–and still Agnes continues to look at him thus. Then the merman collapses, he is not able to resist the power of innocence, his native element is unfaithful to him, he cannot seduce Agnes. He leads her back again, he explains to her that he only wanted to show her how beautiful the sea is when it is calm, and Agnes believes him.–Then he turns back alone and the sea rages, but despair in the merman rages more wildly. He is able to seduce Agnes, he is able to seduce a hundred Agneses, he is able to infatuate every girl–but Agnes has conquered, and the merman has lost her. Only as a prey can she become his, he cannot belong faithfully to any girl, for in fact he is only a merman. Here I have taken the liberty of making a little alteration* in the merman; substantially I have also altered Agnes a little, for in the legend Agnes is not entirely without fault–and generally speaking it is nonsense and coquetry and an insult to the feminine sex to imagine a case of seduction where the girl is not the least bit to blame.
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*One might also treat this legend in another way. The merman does not want to seduce Agnes, although previously he had seduced many. He is no longer a merman, or, if one so will, he is a miserable merman who already has long been sitting on the floor of the sea and sorrowing. However, he knows (as the legend in fact teaches),76 that he can be delivered by the love of an innocent girl. But he has a bad conscience with respect to girls and does not dare to approach them. Then he sees Agnes. Already many a time when he was hidden in the reeds he had seen her walking on the shore.77 Her beauty, her quiet occupation with herself, fixes his attention upon her; but only sadness prevails in his soul, no wild desire stirs in it. And so when the merman mingles his sighs with the soughing of the reeds she turns her ear thither, and then stands still and falls to dreaming, more charming than any woman and yet beautiful as a liberating angel which inspires the merman with confidence. The merman plucks up courage, he approaches Agnes, he wins her love, he hopes for his deliverance. But Agnes was no quiet maiden, she was fond of the roar of the sea, and the sad sighing beside the inland lake pleased her only because then she seethed more strongly within. She would be off and away, she would rush wildly out into the infinite with the merman whom she loved–so she incites the memman. She disdained his humility, now pride awakens. And the sea roars and the waves foam and the merman embraces Agnes and plunges with her into the deep. Never had he been so wild, never so full of desire, for he had hoped by this girl to find deliverance. He soon became tired of Agnes, yet no one ever found her corpse, for she became a mermaid who tempted men by her songs.
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In the legend Agnes is (to modernize my expression a little ) a woman who craves "the interesting," and every such woman can always be sure that there is a merrnan in the offing, for with half an eye mermen discover the like of that and steer for it like a shark after its prey. It is therefore very stupid to suppose (or is it a rumor which a merman has spread abroad?) that the so-called culture protects a girl against seduction. No, existence is more righteous and fair: there is only one protection, and that is innocence.
We will now bestow upon the merman a human consciousness and suppose that the fact of his being a merman indicates a human pre-existence in the consequences of which his life is entangled. There is nothing to prevent him from becoming a hero, for the step he now takes is one of reconciliation. He is saved by Agnes, the seducer is crushed, he has bowed to the power of innocence, he can never seduce again. But at the same instant two powers are striving for possession of him: repentance; and Agnes and repentance. If repentance alone takes possession of him, then he is hidden; if Agnes and repentance take possession of him, then he is revealed.
Now in case repentance grips the merman and he remains concealed, he has clearly made Agnes unhappy, for Agnes loved him in all her innocence, she believed that at the instant when even to her he seemed changed, however well he hid it, he was telling the truth in saying that he only wanted to show her the beautiful calmness of the sea. However, with respect to passion the merman himself becomes still more unhappy, for he loved Agnes with a multiplicity of passions and had besides a new guilt to bear. The demoniacal element in repentance will now explain to him that this is precisely his punishment [for the faults of his pre-existent state], and that the more it tortures him the better.
If he abandons himself to this demoniacal influence, he then perhaps makes still another attempt to save Agnes, in such a way as one can, in a certain sense, save a person by means of the evil. He knows that Agnes loves him. If he could wrest from Agnes this love, then in a way she is saved. But how? The merman has too much sense to depend upon the notion that an open-hearted confession would awaken her disgust. He will therefore try perhaps to incite in her all dark passions, will scorn her, mock her, hold up her love to ridicule, if possible he will stir up her pride. He will not spare himself any torment; for this is the profound contradiction in the demoniacal, and in a certain sense there dwells infinitely more good in a demoniac than in a trivial person. The more selfish Agnes is, the easier the deceit will prove for him (for it is only very inexperienced people who suppose that it is easy to deceive innocence; existence is very profound, and it is in fact the easiest thing for the shrewd to fool the shrewd)–but all the more terrible will be the merman's sufferings. The more cunningly his deceit is planned, the less will Agnes bashfully hide from him her suffering; she will resort to every means, nor will they be without effect–not to shake his resolution, I mean, but to torture him.
So by help of the demoniacal the merman desires to be the individual who as the individual is higher than the universal. The demoniacal has the same characteristic as the divine inasmuch as the individual can enter into an absolute relation to it. This is the analogy, the counterpart, to that paradox of which we are talking. It has therefore a certain resemblance which may deceive one. Thus the merman has apparently the proof that his silence is justified for the fact that by it he suffers all his pain. However, there is no doubt that he can talk. He can thus become a tragic hero, to my mind a grandiose tragic hero, if he talks. Some, perhaps, will only understand wherein this is grandiose.*
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*Aesthetics sometimes treats a similar subject with its customary coquetry. The merman is saved by Agnes, and the whole thing ends in a happy marriage. A happy marriage! That's easy enough. On the other hand, if ethics were to deliver the address at the wedding service, it would be quite another thing, I imagine. Aesthetics throws the cloak of love over the merman, and so everything is forgotten. It is also careless enough to suppose that at a wedding things go as they do at an auction where everything is sold in the state it is in when the hammer falls. All it cares for is that the lovers get one another, it doesn't trouble about the rest. If only it could see what happens afterwards–but for that it has no time, it is at once in full swing with the business of clapping together a new pair of lovers. Aesthetics is the most faithless of all sciences. Everyone who has deeply loved it becomes in a certain sense unhappy, but he who has never loved it is and remains a pecus.
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He will then be able to wrest from his mind every self-deceit about his being able to make Agnes happy by his trick, he will have courage, humanly speaking, to crush Agnes. Here I would make in conclusion only one psychological observation. The more selfishly Agnes has been developed, the more dazzling will the self-deception be, indeed it is not inconceivable that in reality it might come to pass that a merman by his demoniac shrewdness has, humanly speaking, not only saved an Agnes but brought something extraordinary out of her; for a demon knows how to torture powers out of even the weakest person, and in his way he may have the best intentions toward a human being.
The merman stands at the dialectical turning-point. If he is delivered out of the demoniacal into repentance there are two paths open to him. He may hold back, remain in his concealment, but not rely upon his shrewdness. He does not come as the individual into an absolute relationship with the demoniacal but finds repose in the counter-paradox that the deity will save Agnes. (So it is the Middle Ages would perform the movement, for according to its conception the merman is absolutely dedicated to the cloister.) Or else he may be saved along with Agnes. Now this is not to be understood to mean that by the love of Agnes for him he might be saved from being henceforth a deceiver (this is the aesthetic way of performing a rescue, which always goes around the main point, which is the continuity of the merman's life); for so far as that goes he is already saved, he is saved inasmuch as he becomes revealed. Then he marries Agnes. But still he must have recourse to the paradox. For when the individual by his guilt has gone outside the universal he can return to it only by virtue of having come as the individual into an absolute relationship with the absolute. Here I will make an observation by which I say more than was said at any point in the foregoing discussion.*
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*In the foregoing discussion I have intentionally refrained from any consideration of sin and its reality. The whole discussion points to Abraham, and him I can still approach by immediate categories–in so far, that is to say, as I am able to understand him. As soon as sin makes its appearance ethics comes to grief precisely upon repentance; for repentance is the highest ethical expression, but precisely as such it is the deepest ethical self-contradiction.
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Sin is not the first immediacy, sin is a later immediacy. By sin the individual is already higher (in the direction of the demoniacal paradox) than the universal, because it is a contradiction on the part of the universal to impose itself upon a man who lacks the conditio sine qua non). If philosophy among other vagaries were also to have the notion that it could occur to a man to act in accordance with its teaching, one might make out of that a queer comedy. An ethics which disregards sin is a perfectly idle science; but if it asserts sin, it is eo ipso well beyond itself. Philosophy teaches that the immediate must be annulled (aufgehoben). That is true enough; but what is not true in this is that sin is as a matter of course the immediate, for that is no more true than that faith as a matter of course is the immediate.
As long as I move in these spheres everything goes smoothly, but what is said here does not by any means explain Abraham; for it was not by sin Abraham became the individual, on the contrary, he was a righteous man, he is God's elect. So the analogy to Abraham will not appear until after the individual has been brought to the point of being able to accomplish the universal, and then the paradox repeats itself.
The movements of the merman I can understand, whereas I cannot understand Abraham; for it is precisely through the paradox that the merman comes to the point of realizing the universal. For if he remains hidden and initiates himself into all the torments of repentance, then he becomes a demon and as such is brought to naught. If he remains concealed but does not think cunningly that being himself tormented in the bondage of repentance he could work Agnes loose, then he finds peace indeed but is lost for this world. If he becomes revealed and allows himself to be saved by Agnes, then he is the greatest man I can picture to myself; for it is only the aesthetic writer who thinks lightmindedly that he extols the power of love by letting the lost man be loved by an innocent girl and thereby saved, it is only the aesthetic writer who sees amiss and believes that the girl is the heroine, instead of the man being the hero. So the merman cannot belong to Agnes unless, after having made the infinite movement, the movement of repentance, he makes still one more movement by virtue of the absurd. By his own strength he can make the movement of repentance, but for that he uses up absolutely all his strength and hence he cannot by his own strength return and grasp reality. If a man has not enough passion to make either the one movement or the other, if he loiters through life, repenting a little, and thinks that the rest will take care of itself, he has once for all renounced the effort to live in the idea–and then he can very easily reach and help others to reach the highest attainments, i.e. delude himself and others with the notion that in the world of spirit everything goes as in a well-known game of cards where everything depends on haphazard. One can therefore divert oneself by reflecting how strange it is that precisely in our age when everyone is able to accomplish the highest things doubt about the immortality of the soul could be so widespread, for the man who has really made even so much as the movement of infinity is hardly a doubter. The conclusions of passion are the only reliable ones, that is, the only convincing conclusions. Fortunately existence is in this instance more kindly and more faithful than the wise maintain, for it excludes no man, not even the lowliest, it fools no one, for in the world of spirit only he is fooled who fools himself.
It is the opinion of all, and so far as I dare permit myself to pass judgment it is also my opinion, that it is not the highest thing to enter the monastery; but for all that it is by no means my opinion that in our age when nobody enters the monastery everybody is greater than the deep and earnest souls who found repose in a monastery. How many are there in our age who have passion enough to think this thought and then to judge themselves honestly? This mere thought of taking time upon one's conscience, of giving it time to explore with its sleepless vigilance every secret thought, with such effect that, if even, instant one does not make the movement by virtue of the highest and holiest there is in a man, one is able with dread and horror to discover* and by dread itself, if in no other way, to lure forth the obscure libido78 which is concealed after all in even, human life, whereas on the contrary, when one lives in society with others one so easily forgets, is let off so easily, is sustained in so many ways, gets opportunity to start afresh–this mere thought, conceived with proper re spect, I would suppose, must chasten many an individual in our age which imagines it has already reached the highest attainment.
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*People do not believe this in our serious age, and yet it is remarkable that even in paganism, more easy-going and less given to redection, the two outstanding representatives of the Greek gnôqi sautón [know thyself] as a conception of existence intimated each in his way that by delving deep into oneself one would first of all discover the disposition to evil. I surely do not need to say that I am thinking of Pythagoras and Socrates.
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But about this people concern themselves very little in our age which has reached the highest attainment, whereas in truth no age has so fallen victim to the comic as this has, and it is incomprehensible that this age has not already by a generatio acquivocat [breeding without mating] given birth to its hero, the demon who would remorselessly produce the dreadful spectacle of making the whole age laugh and making it forget that it was laughing at itself. Or what is existence for but to be laughed at if men in their twenties have already attained the utmost? And for all that, what loftier emotion has the age found since men gave up entering the monastery? Is it not a pitiable prudence, shrewdness, faintheartedness, it has found, which sits in high places and cravenly makes men believe they have accomplished the greatest things and insidiously withholds them from attempting to do even the lesser things? The man who has performed the cloister-movement has only one movement more to make, that is, the movement of the absurd. How many in our age understand what the absurd is? How many of our contemporaries so live that they have renounced all or have gained all? How many are even so honest with themselves that they know what they can do and what they cannot? And is it not true that in so far as one finds such people one finds them rather among the less cultured and in part among women? The age in a kind of clairvoyance reveals its weak point, as a demoniac always reveals himself without understanding himself, for over and over again it is demanding the comic. If it really were this the age needed, the theater might perhaps need a new play in which it was made a subject of laughter that a person died of love–or would it not rather be salutary for this age if such a thing were to happen among us, if the age were to witness such an occurrence, in order that for once it might acquire courage to believe in the power of spirit, courage to stop quenching cravenly the better impulses in oneself and quenching enviously the better impulses in others … by laughter? Does the age really need a ridiculous exhibition by a religious enthusiast in order to get something to laugh at, or does it not need rather that such an enthusiastic figure should remind it of that which has been forgotten?
If one would like to have a story written on a similar theme but more touching for the fact that the passion of repentance was not awakened, one might use to this effect a tale which is narrated in the book of Tobit. The young Tobias wanted to marry Sarah the daughter of Raguel and Edna. But a sad fatality hung over this young girl. She had been given to seven husbands, all of whom had perished in the bride-chamber. With a view to my plan this feature is a blemish in the narrative, for almost irresistibly a comic effect is produced by the thought of seven fruitless attempts to get married notwithstanding she was very near to it–just as near as a student who seven times failed to get his diploma. In the book of Tobit the accent falls on a different spot, therefore the high figure is significant and in a certain sense is contributary to the tragic effect, for it enhances the courage of Tobias, which was the more notable because he was the only son of his parents (6:14) and because the deterrent was so striking. So this feature must be left out. Sarah is a maiden who has never been in love, who treasures still a young maiden's bliss, her enormous first mortgage upon life, her Vollmachtbrief zum Glücke,79 the privilege of loving a man with her whole heart. And yet she is the most unhappy maiden, for she knows that the evil demon who loves her will kill the bridegroom the night of the wedding. I have read of many a sorrow, but I doubt if there is anywhere to be found so deep a sorrow as that which we discover in the life of this girl. However, if the misfortune comes from without, there is some consolation to be found after all. Although existence did not bring one that which might have made one happy, there is still consolation in the thought that one would have been able to receive it. But the unfathomable sorrow which time can never divert, which time can never heal: To be aware that it was of no avail though existence were to do everything! A Greek writer conceals so infinitely much by his simple naïveté when he says: pántov gàr ou'deís erota efugen h feúxetai, mécriv an kállov h kaì o'fqalmoì bléposin (cf. Longi Pastoralia).80 There has been many a girl who became unhappy in love, but after all she became so, Sarah was so before she became so. It is hard not to find the man to whom one can surrender oneself devotedly, but it is unspeakably hard not to be able to surrender oneself. A young girl surrenders herself, and then they say, "Now she is no longer free"; but Sarah was never free, and yet she had never surrendered herself. It is hard if a girl surrendered herself and then was cheated,81 but Sarah was cheated before she surrendered herself. What a world of sorrow is implied in what follows, when finally Tobias wishes to marry Sarah! What wedding ceremonies! What preparations! No maiden has ever been so cheated as Sarah, for she was cheated out of the most sacred thing of all, the absolute wealth which even the poorest girl possesses, cheated out of the secure, boundless, unrestrained, unbridled devotion of surrender–for first there had to be a fumigation by laying the heart of the fish and its liver upon glowing coals. And think of how the mother had to take leave of her daughter, who having herself been cheated out of all, in continuity with this must cheat the mother out of her most beautiful possession. Just read the narrative. "Edna prepared the chamber and brought Sarah thither and wept and received the tears of her daughter. And she said unto her, Be of good comfort, my child, the Lord of heaven and earth give thee joy for this thy sorrow! Be of good courage, my daughter." And then the moment of the nuptials! Let one read it if one can for tears. "But after they were both shut in together Tobias rose up from the bed and said, Sister, arise, and let us pray that the Lord may have mercy upon us" (8:4).
In case a poet were to read this narrative, in case he were to make use of it, I wager a hundred to one that he would lay all the emphasis upcn the young Tobias. His heroic courage in being willing to risk his life in such evident danger–which the narrative recalls once again, for the morning after the nuptials Raguel says to Edna, "Send one of the maidservants and let her see whether he be alive; but if not, that we may bury him and no man know of it" (8:12)–this heroic courage would be the poet's theme. I take the liberty of proposing another. Tobias acted bravely, stoutheartedly and chivalrously, but any man who has not the courage for this is a molly-coddle who does not know what love is, or what it is to be a man, or what is worth living for; he had not even comprehended the little mystery, that it is better to give than to receive, and has no inkling of the great one, that it is far more difficult to receive than to give–that is, if one has had courage to do without and in the hour of need did not become cowardly. No, it is Sarah that is the heroine. I desire to draw near to her as I never have drawn near to any girl or felt tempted in thought to draw near to any girl I have read about. For what love to God it requires to be willing to let oneself be healed when from the beginning one has been thus bungled without one's fault, from the beginning has been an abortive specimen of humanity!82 What ethical maturity was required for assuming the responsibility of allowing the loved one to do such a daring deed! What humility before the face of another personl What faith in God to believe that the next instant she would not hate the husband to whom she owed everything!
Let Sarah be a man, and with that the demoniacal is close at hand. The proud and noble nature can endure everything, but one thing it cannot endure, it cannot endure pity. In that there is implied an indignity which can only be inflicted upon one by a higher power, for by oneself one can never become an object of pity. If a man has sinned, he can bear the punishment for it without despairing; but without blame to be singled out from his mother's womb as a sacrifice to pity, as a sweet-smelling savor in its nostrils, that he cannot put up with. Pity has a strange dialectic, at one moment it requires guilt, the next moment it will not have it, and so it is that to be predestinated to pity is more and more dreadful the more the individual's misfortune is in the direction of the spiritual. But Sarah had no blame attaching to her, she is cast forth as a prey to every suffering and in addition to this has to endure the torture of pity–for even I who admire her more than Tobias loved her, even I cannot mention her name without saying, "Poor girl." Put a man in Sarah's place, let him know that in case he were to love a girl a spirit of hell would come and murder his loved one–it might well be possible that he would choose the demoniacal part, that he would shut himself up within himself and say in the way a demoniacal nature talks in secret, "Many thanks, I am no friend of courteous and prolix phrases, I do not absolutely need the pleasure of love, I can become a Blue Beard, finding my delight in seeing maidens perish during the night of their nuptials." Commonly one hears little about the demoniacal, notwithstanding that this field, particularly in our time, has a valid claim to be explored, and notwithstanding that the observer, in case he knows how to get a little in rapport with the demon, can, at least occasionally, make use of almost every man for this purpose. As such an explorer Shakespeare is and constantly remains a hero. That horrible demon, the most demoniacal figure Shakespeare has depicted and depicted incomparably, the Duke of Gloucester (afterwards to become Richard III)–what made him a demon? Evidently the fact that he could not bear the pity he had been subjected to since childhood. His monologue in the first act of Richard III is worth more than all the moral systems which have no inkling of the terrors of existence or of the explanation of them.
I, that am rudely stamped, and want love's majesty
To strut before a wanton ambling nymph;
I, that am curtail'd of this fair proportion,
Cheated of feature by dissembling nature,
Deformed, unfinished, sent before my time
Into this breathing world, scarse half made up,
And that so lamely and unfashionable
That dogs bark at me as I halt by them.
Such natures as that of Gloucester one cannot save by mediating them into an idea of society. Ethics in fact only makes game of them, just as it would be a mockery of Sarah if ethics were to say to her, "Why dost thou not express the universal and get married?" Essentially such natures are in the paradox and are no more imperfect than other men, but are either lost in the demoniacal paradox or saved in the divine. Now from time out of mind people have been pleased to think that witches, hobgoblins, gnomes etc. were deformed, and undeniably every man on seeing a deformed person has at once an inclination to associate this with the notion of moral depravity. What a monstrous injustice! For the situation must rather be inverted, in the sense that existence itself has corrupted them, in the same way that a stepmother makes the children wicked. The fact of being originally set outside of the universal, by nature or by a historical circumstance, is the beginning of the demoniacal, for which the individual himself however is not to blame. Thus Cumberland's Jew83 is also a demon notwithstanding he does what is good. Thus too the demoniacal may express itself as contempt for men–a contempt, be it observed, which does not cause a man to behave contemptibly, since on the contrary he counts it his forte that he is better than all who condemn him.–In view of such cases the poets ought to lose no time in sounding the alarm. God knows what books are read now by the younger generation of verse makers! Their study likely consists in learning rhymes by rote. God knows what significance in existence these men have! At this moment I do not know what use they are except to furnish an edifying proof of the immortality of the soul, for the fact that one can say of them as Baggesen says84 of the poet of our town, Kildevalle, "If he is immortal, then we all are."–What has here been said about Sarah, almost as a sort of poetic production and therefore with a fantastic presupposition, acquires its full significance if one with psychological interest will delve deep into the meaning of the old saying: Nullum unquam exstitit magnum ingenium sine aliqua dementia.85 For this dementia is the suffering allotted to genius in existence, it is the expression, if I may say so, of the divine jealousy, whereas the gift of genius is the expression of the divine favor. So from the start the genius is disoriented in relation to the universal and is brought into relation with the paradox–whether it be that in despair at his limitation (which in his eyes transforms his omnipotence into impotence) he seeks a demoniacal reassurance and therefore will not admit such limitation either before God or men, or whether he reassures himself religiously by love to the Deity. Here are implied psychological topics to which, it seems to me, one might gladly sacrifice a whole life–and yet one so seldom hears a word about them.86 What relation has madness to genius? Can we construct the one out of the other? In what sense and how far is the genius master of his madness? For it goes without saying that to a certain degree he is master of it, since otherwise he would be actually a madman. For such observations, however, ingenuity in a high degree is requisite, and love; for to make observation upon a superior mind is very difficult. If with due attention to this difficulty one were to read through the works of particular authors most celebrated for their genius, it might in barely a single instance perhaps be possible, though with much pains, to discover a little.
I would consider skill another case, that of an individual who by being hidden and by his silence would save the universal. To this end I make use of the legend of Faust.87 Faust is a doubter,* an apostate against the spirit, who takes the path of the flesh.
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*If one would prefer not to make use of a doubter, one might choose a similar figure, an ironist, for example, whose sharp sight has discovered fundamentally the ludicrousness of existence, who by a secret understanding with the forces of life ascertains what the patient wishes. He knows that he possesses the power of laughter if he would use it, he is sure of his victory, yea, also of his good fortune. He knows that an individual voice will be raised in resistance, but he knows that he is stronger, he knows that for an instant one still can cause men to seem serious, but he knows also that privately they long to laugh with him; he knows that for an instant one can still cause a woman to hold a fan before her eyes when he talks, but he knows that she is laughing behind the fan, that the fan is not absolutely impervious to vision, he knows that one can write on it an invisible inscription, he knows that when a woman strikes at him with her fan it is because she has understood him, he knows without the least danger of deception how laughter sneaks in, and how when once it has taken up its lodging it lies in ambush and waits. Let us imagine such an Aristophanes, such a Voltaire, a little altered, for he is at the same time a sympathetic nature, he loves existence, he loves men, and he knows that even though the reproof of laughter will perhaps educate a saved young race, yet in the contemporary generation a multitude of men will be ruined. So he keeps silent and as far as possible forgets how to laugh. But dare he keep silent? Perhaps there are sundry persons who do not in the least understand the difficulty I have in mind. They are likely of the opinion that it is an admirable act of magnanimity to keep silent. That is not at all my opinion, for I think that every such character, if he has not had the magnanimity to keep silent, is a traitor against existence. So I require of him this magnanimity, but when he possesses it, dare he then keep silent? Ethics is a dangerous science and it might be possible that Aristophanes was determined by purely ethical considerations in resolving to reprove by laughter his misguided age. Aesthetical magnanimity does not help [to solve the question whether one ought to keep silent], for on the credit of that one does not take such a risk. If he is to keep silent, then into the paradox he must go.–I will suggest still another plan for a story. Suppose e.g. that a man possessed a explanation of a heroic life which explained it in a sorry way, and yet a whole generation reposes securely in an absolute belief in this hero, without suspecting anything of the sort.
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This is what the poets mean by it, and whereas again and again it is repeated that every age has its Faust, yet one poet after another follows indefatigably the same beaten track. Let us make a little alteration. Faust is the doubter par excellence, but he is a sympathetic nature. Even in Goethe's interpretation of Faust I sense the lack of a deeper psychological insight into the secret conversations of doubt with itself. In our age, when indeed all have experienced doubt, no poet has yet made a step in this direction. So I think I might well offer them Royal Securities88 to write on, so that they could write down all they have experienced in this respect–they would hardly write more than there is room for on the left hand margin.
Only when one thus deflects Faust back into h
Was Abraham ethically defensible in keeping silent about his
purpose before Sarah, before Eleazar, before Isaac?
The ethical as such is the universal, again, as the universal it is the manifest, the revealed. The individual regarded as he is immediately, that is, as a physical and psychical being, is the hidden, the concealed. So his ethical task is to develop out of this concealment and to reveal himself in the universal. Hence whenever he wills to remain in concealment he sins and lies in temptation (Anfechtung), out of which he can come only by revealing himself.
With this we are back again at the same point. If there is not a concealment which has its ground in the fact that the individual as the individual is higher than the universal, then Abraham's conduct is indefensible, for he paid no heed to the intermediate ethical determinants. If on the other hand there is such a concealment, we are in the presence of the paradox which cannot be mediated inasmuch as it rests upon the consideration that the individual as the individual is higher than the universal, but it is the universal precisely which is mediation. The Hegelian philosophy holds that there is no justified concealment, no justified incommensurability. So it is self-consistent when it requires revelation, but it is not warranted in regarding Abraham as the father of faith and in talking about faith. For faith is not the first immediacy but a subsequent immediacy. The first immediacy is the aesthetical, and about this the Hegelian philosophy may be in the right. But faith is not the aesthetical–or else faith has never existed because it has always existed.
It will be best to regard the whole matter from a purely aesthetical point of view, and with that intent to embark upon an aesthetic deliberation, to which I beg the reader to abandon himself completely for the moment, while I, to contribute my share, will modify my presentation in conformity with the subject. The category I would consider a little more closely is the interesting, a category which especially in our age (precisely because our age lives in discrimine rerum) [at a turning point in history] has acquired great importance, for it is properly the category of the turning-point. Therefore we, after having loved this category pro virili [with all our power], should not scorn it as some do because we have outgrown it, but neither should we be too greedy to attain it, for certain it is that to be interesting or to have an interesting life is not a task for industrial art but a fateful privilege, which like every privilege in the world of spirit is bought only by deep pain. Thus, for example, Socrates was the most interesting man that ever lived, his life the most interesting that has been recorded, but this existence was alloted to him by the Deity, and in so far as he himself had to acquire it he was not unacquainted with trouble and pain. To take such a life in vain does not beseem a man who takes life seriously, and yet it is not rare to see in our age examples of such an endeavor. Moreover the interesting is a border-category, a boundary between aesthetics and ethics. For this reason our deliberation must constantly glance over into the field of ethics, while in order to be able to acquire significance it must grasp the problem with aesthetic intensity and concupiscence. With such matters ethics seldom deals in our age. The reason is supposed to be that there is no appropriate place for it in the System. Then surely one might do it in a monograph, and moreover, if one would not do it prolixly, one might do it briefly and yet attain the same end–if, that is to say, a man has the predicate in his power, for one or two predicates can betray a whole world. Might there not be some place in the System for a little word like the predicate?
In his immortal Poetics (Chapter 11) Aristotle says,62 dúo mèn oûn toû múqou mérh perì taût’ e’stí, peripéteia kaì a’nagnw’risiv. I am of course concerned here only with the second factor, a'nagnw'risiv, recognition. Where there can be question of a recognition there is implied eo ipso a previous concealment. So just as recognition is the relieving, the relaxing factor in the dramatic life, so is concealment the factor of tension. What Aristotle has to say in the same chapter about the merits of tragedy which are variously appraised in proportion as peripéteia and a’nagnw’risiv impinge63 upon one another, and also what he says about the "individual" and the "double recognition," I cannot take into consideration here, although by its inwardness and quiet concentration what he says is peculiarly tempting to one who is weary of the superficial omniscience of encyclopedic scholars. A more general observation may be appropriate here. In Greek tragedy concealment (and consequently recognition) is an epic survival grounded upon a fate in which the dramatic action disappears from view and from which it derives its obscure and enigmatic origin. Hence it is that the effect produced by a Greek tragedy is like the impression of a marble statue which lacks the power of the eye. Greek tragedy is blind. Hence a certain abstraction is necessary in order to appreciate it properly. A son64 murders his father, but only afterwards does he learn that it was his father. A sister65 wants to sacrifice her brother, but at the decisive moment she learns who he is. This dramatic motive is not so apt to interest our reflective age. Modern drama has given up fate, has emancipated itself dramatically, sees with its eyes, scrutinizes itself, resolves fate in its dramatic consciousness. Concealment and revelation are in this case the hero's free act for which he is responsible.
Recognition and concealment are also present as an essential element in modern drama. To adduce examples of this would be too prolix. I am courteous enough to assume that everybody in our age, which is so aesthetically wanton, so potent and so enflamed that the act of conception comes as easy to it as to the partridge hen, which, according to Aristotle's affirmation,66 needs only to hear the voice of the cock or the sound of its flight overhead–I assume that everyone, merely upon hearing the word "concealment" will be able to shake half a score of romances and comedies out of his sleeve. Wherefore I express myself briefly and so will throw out at once a general observation. In case one who plays hide and seek (and thereby introduces into the play the dramatic ferment) hides something nonsensical, we get a comedy; if on the other hand he stands in relation to the idea, he may come near being a tragic hero. I give here merely an example of the comic. A man rouges his face and wears a periwig. The same man is eager to try his fortune with the fair sex, he is perfectly sure of conquering by the aid of the rouge and the periwig which make him absolutely irresistible. He captures a girl and is at the acme of happiness. Now comes the gist of the matter: if he is able to admit this embellishment, he does not lose all of his infatuating power; when he reveals himself as a plain ordinary man, and bald at that, he does not thereby lose the loved one.–Concealment is his free act, for which aesthetics also holds him responsible. This science is no friend of bald hypocrites, it abandons him to the mercy of laughter. This must suffice as a mere hint of what I mean–the comical cannot be a subject of interest for this investigation.
It is incumbent upon me to examine dialectically the part played by concealment in aesthetics and ethics, for the point is to show the absolute difference between the aesthetic concealment and the paradox.
A couple of examples. A girl is secretly in love with a man, although they have not definitely avowed their love to one another. Her parents compel her to marry another (there may be moreover a consideration of filial piety which determines her), she obeys her parents, she conceals her love, "so as not to make the other unhappy, and no one will ever know what she suffers."–A young man is able by a single word to get possession of the object of his longings and his restless dreams. This little word, however, will compromise, yea, perhaps (who knows?) bring to ruin a whole family, he resolves magnanimously to remain in his concealment, "the girl shall never get to know it, so that she may perhaps become happy by giving her hand to another." What a pity that these two persons, both of whom were concealed from their respective beloveds, were also concealed from one another, otherwise a remarkable higher unity might have been brought about.–Their concealment is a free act, for which they are responsible also to aesthetics. Aesthetics, however, is a courteous and sentimental science which knows of more expedients than a pawnbroker. So what does it do? It makes everything possible for the lovers. By the help of a chance the partners to the projected marriage get a hint of the magnanimous resolution of the other part, it comes to an explanation, they get one another and at the same time attain rank with real heroes. For in spite of the fact that they did not even get time to sleep over their resolution, aesthetics treats them nevertheless as if they had courageously fought for their resolution during many years. For aesthetics does not trouble itself greatly about time, whether in jest or seriousness time flies equally fast for it.
But ethics knows nothing about that chance or about that sentimentality, nor has it so speedy a concept of time. Thereby the matter receives a different aspect. It is no good arguing with ethics for it has pure categories. It does not appeal to experience, which of all ludicrous things is the most ludicrous, and which so far from making a man wise rather makes him mad if he knows nothing higher than this. Ethics has in its possession no chance, and so matters do not come to an explanation, it does not jest with dignities, it lays a prodigious responsibility upon the shoulders of the puny hero, it denounces as presumption his wanting to play providence by his actions, but it also denounces him for wanting to do it by his suffering. It bids a man believe in reality and have courage to fight against all the afflictions of reality, and still more against the bloodless sufferings he has assumed on his own responsibility. It warns against believing the calculations of the understanding, which are more perfidious than the oracles of ancient times. It warns agtunst every untimely magnanimity. Let reality decide–then is the time to show courage, but then ethics itself offers all possible assistance. If, however, there was something deeper which moved in these two, if there was seriousness to see the task, seriousness to commence it, then something will come of them; but ethics cannot help, it is offended, for they keep a secret from it, a secret they hold at their own peril.
So aesthetics required concealment and rewarded it, ethics required revelation and punished concealment.
At times, however, even aesthetics requires revelation. When the hero ensnared in the aesthetic illusion thinks by his silence to save another man, then it requires silence and rewards it. On the other hand, when the hero by his action intervenes disturbingly in another man's life, then it requires revelation. I am now on the subject of the tragic hero. I would consider for a moment Euripides' Iphigenia in Aulis. Agamemnon must sacrifice Iphigenia. Now aesthetics requires silence of Agamemnon inasmuch as it would be unworthy of the hero to seek comfort from any other man, and out of solicitude for the women too he ought to conceal this from them as long as possible. On the other hand, the hero, precisely in order to be a hero, must be tried by dreadful temptations which the tears of Clytemnestra and Iphigenia provide for him. What does aesthetics do? It has an expedient, it has in readiness an old servant who reveals everything to Clytemnestra. Then all is as it should be.
Ethics, however, has at hand no chance and no old servant. The aesthetical idea contradicts itself as soon as it must be carried out in reality. Hence ethics requires revelation. The tragic hero displays his ethical courage precisely by the fact that it is he who, without being ensnared in any aesthetic illusion, himself announces to Iphigenia her fate. If the tragic hero does this, then he is the beloved son of ethics in whom it is well pleased. If he keeps silent, it may be because he thinks thereby to make it easier for others, but it may also be because thereby he makes it easier for himself. However, he knows that he is not influenced by this latter motive. If he keeps silent, he assumes as the individual a serious responsibility inasmuch as he ignores an argument which may come from without. As a tragic hero he cannot do this, for ethics loves him precisely because he constantly expresses the universal. His heroic action demands courage, but it belongs to this courage that he shall shun no argumentation. Now it is certain that tears are a dreadful argumentum ad hominem, and doubtless there are those who are moved by nothing yet are touched by tears. In the play Iphigenia had leave to weep, really she ought to have been allowed like Jephthah's daughter two months for weeping, not in solitude but at her father's feet, allowed to employ all her art "which is but tears," and to twine about his knees instead of presenting the olive branch of the suppliant.
Aesthetics required revelation but helped itself out by a chance; ethics required revelation and found in the tragic hero its satisfaction.
In spite of the severity with which ethics requires revelation, it cannot be denied that secrecy and silence really make a man great precisely because they are characteristics of inwardness. When Amor leaves Psyche he says to her, "Thou shalt give birth to a child which will be a divine infant if thou dost keep silence, but a human being if thou dost reveal the secret." The tragic hero who is the favorite of ethics is the purely human, and him I can understand, and all he does is in the light of the revealed. If I go further, then I stumble upon the paradox, either the divine or the demoniac, for silence is both. Silence is the snare of the demon, and the more one keeps silent, the more terrifying the demon becomes; but silence is also the mutual understanding between the Deity and the individual.
Before going on to the story of Abraham, however, I would call before the curtain several poetic personages. By the power of dialectic I keep them upon tiptoe, and by wielding over them the scourge of despair I shall surely keep them from standing still, in order that in their dread they may reveal one thing and another.*
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*These movements and attitudes might well be a subject for further aesthetic treatment. However, I leave it undecided to what extent faith and the whole life of faith might be a fit subject for such treatment. Only, because it is always a joy to me to thank him to whom I am indebted, I would thank Lessing for some hints of a Christian drama which is found in his Hamburgische Dramaturgie.69 He, however, fixed his glance upon the purely divine side of the Christian life (the consummated victory) and hence he had misgivings; perhaps he would have expressed a different judgment if he had paid more attention to the purely human side (theologia viatorum).70 Doubtless what he says is very brief, in part evasive, but since I am always glad to have the company of Lessing, I seize it at once. Lessing was not merely one of the most comprehensive minds Germany has had, he not only was possessed of rare exactitude in his learning (for which reason one can securely rely upon him and upon his autopsy without fear of being duped by inaccurate quotations which can be traced nowhere, by half-understood phrases which are drawn from untrustworthy compendiums, or to be disoriented by a foolish trumpeting of novelties which the ancients have expounded far better) but he possessed at the same time an exceedingly uncommon gift of explaining what he himself had understood. There he stopped. In our age people go further and explain more than they have understood.
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In his Poetics67 Aristotle relates a story of a political disturbance at Delphi which was provoked by a question of marriage. The bridegroom, when the augurs68 foretell to him that a misfortune would follow his marriage, suddenly changes his plan at the decisive moment when he comes to fetch the bride–he will not celebrate the wedding. I have no need of more.*
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*According to Aristotle the historic catastrophe was as follows. To avenge themselves the family of the bride introduced a temple-vessel among his household goods, and he is sentenced as a temple-robber. This, however, is of no consequence, for the question is not whether the family is shrewd or stupid in taking revenge. The family has an ideal significance only in so far as it is drawn into the dialectic of the hero. Besides it is fateful enough that he, when he would shun danger by not marrying, plunges into it, and also that his life comes into contact with the divine in a double way: first by the saying of the augurs, and then by being condemned for sacrilege.
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In Delphi this event hardly passed without tears; if a poet were to have adopted it as his theme, he might have dared to count very surely upon sympathy. Is it not dreadful that love, which in human life often enough was cast into exile, is now deprived of the support of heaven? Is not the old proverb that "marriages are made in heaven" here put to shame? Usually it is all the afflictions and difficulties of the finite which like evil spirits separate the lovers, but love has heaven on its side, and therefore this holy alliance overcomes all enemies. In this case it is heaven itself which separates what heaven itself has joined together. And who would have guessed such a thing? The young bride least of all. Only a moment before she was sitting in her chamber in all her beauty, and the lovely maidens had conscientiously adorned her so that they could justify before all the world what they had done, so that they not merely derived joy from it but envy, yea, joy for the fact that it was not possible for them to become more envious, because it was not possible for her to become more beautiful. She sat alone in her chamber and was transformed from beauty unto beauty, for every means was employed that feminine art was capable of to adorn worthily the worthy. But there still was lacking something which the young maidens had not dreamed of: a veil finer, lighter and yet more impenetrable than that in which the young maidens had enveloped her, a bridal dress which no young maiden knew of or could help her to obtain, yea, even the bride herself did not know how to obtain it. It was an invisible, a friendly power, taking pleasure in adorning a bride, which enveloped her in it without her knowledge; for she saw only how the bridegroom passed by and went up to the temple. She saw the door shut behind him, and she became even more calm and blissful, for she only knew that he now belonged to her more than ever. The door of the temple opened, he stepped out, but maidenly she cast down her eyes and therefore did not see that his countenance was troubled, but he saw that heaven was jealous of the bride's loveliness and of his good fortune. The door of the temple opened, and the young maidens saw the bridegroom step out, but they did not see that his countenance was troubled, they were busy fetching the bride. Then forth she stepped in all her maidenly modesty and yet like a queen surrounded by her maids of honor, who bowed before her as the young maiden always bows before a bride. Thus she stood at the head of her lovely band and waited–it was only an instant, for the temple was near at hand–and the bridegroom came … but he passed by her door.
But here I break off–I am not a poet, I go about things only dialectically. It must be remembered first of all that it is at the decisive instant the hero gets this elucidation, so he is pure and blameless, has not light-mindedly tied himself to the fiancée. In the next place, he has a divine utterance for him, or rather against him,71 he is therefore not guided like those puny lovers by his own conceit. Moreover, it goes without saying that this utterance makes him just as unhappy as the bride, yea, a little more so, since he after all is the occasion of her unhappiness. It is true enough that the augurs only foretold a misfortune to him, but the question is whether this misfortune is not of such a sort that in injuring him it would also affect injuriously their conjugal happiness. What then is he to do? (1) Shall he preserve silence and celebrate the wedding?–with the thought that "perhaps the misfortune will not come at once, at any rate I have upheld love and have not feared to make myself unhappy. But keep silent I must, for otherwise even the short moment is wasted." This seems plausible, but it is not so by any means, for in doing this he has insulted the girl. He has in a way made the girl guilty by his silence, for in case she had known the truth she never would have consented to such a union. So in the hour of need he would not only have to bear the misfortune but also the responsibility for having kept silent and her justified indignation that he had kept silent. Or (2) shall he keep silent and give up celebrating the wedding? In this case he must embroil himself in a mystifictition by which he reduces himself to naught in relation to her. Aesthetics would perhaps approve of this. The catastrophe might then be fashioned like that of the real story, except that at the last instant an explanation would be forthcoming–however, that would be after it was all over, since aesthetically viewed it is a necessity to let him die … unless this science should see its way to annul the fateful prophecy. Still, this behavior, magnanimous as it is, implies an offense against the girl and against the reality of her love. Or (3) shall he speak? One of course must not forget that our hero is a little too poetical for us to suppose that to sign away his love might not have for him a significance very different from the result of an unsuccessful business speculation. If he speaks, the whole thing becomes a story of unhappy love in the style of Axel and Valborg.*
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*Moreover, from this point one might conduct the dialectical movements in another direction. Heaven foretells a misfortune consequent upon his marriage, so in fact he might give up the wedding but not for this reason give up the girl, rather live with her in a romantic union which for the lovers would be more than satisfactory. This implies, however, an offense against the girl because in his love for her he does not express the universal. However, this would be a theme both for a poet and for an ethicist who would defend marriage. On the whole, if poetry were to pay attention to the religious and to the inwardness of personalities, it would find themes of far greater importance than those with which it now busies itself. In poetry one hears again and again this story: a man is bound to a girl whom he once loved–or perhaps never sincerely loved, for now he has seen another girl who is the ideal. A man makes a mistake in life, it was in the right street but it was in the wrong house, for opposite, on the second floor, dwells the ideal–this people think a theme for poetry. A lover has made a mistake, he saw his fiancée by lamplight and thought she had dark hair, but, lo, on closer inspection she is blonde–but her sister, she is the ideal! This they think is a theme for poetry! My opinion is that every such man is a lout who may be intolerable enough in real life but ought instantly to be hissed off the stage when he would give himself airs in poetry. Only passion against passion provides a poetic collision, not the rumpus of these particulars within the same passion. If, for example, a girl in the Middle Ages, after having fallen in love, convinces herself that all earthly love is a sin and prefers a heavenly, here is a poetic collision, and the girl is poetic, for her life is in the idea.
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This is a pair which heaven itself separates.72 However, in the present case the separation is to be conceived somewhat differently since it results at the same time from the free act of the individuals. What is so very difficult in the dialectic of this case is that the misfortune is to fall only upon him. So the two lovers do not find like Axel and Valborg a common expression for their suffering, inasmuch as heaven levels its decree equally against Axel and Valborg because they are equally near of kin to one another. If this were the case here, a way out would be thinkable. For since heaven does not employ any visible power to separate them but leaves this to them, it is thinkable that they might resolve between them to defy heaven and its misfortune too.
Ethics, however, will require him to speak. His heroism then is essentially to be found in the fact that he gives up aesthetic magnanimity, which in this case, however, could not easily be thought to have any admixture of the vanity which consists in being hidden, for it must indeed be clear to him that he makes the girl unhappy. The reality of this heroism depends, however, upon the fact that he had had his opportunity [for a genuine love] and annulled it; for if such heroism could be acquired without this, we should have plenty of heroes in our age, in our age which has attained an unparalleled proficiency in forgery and does the highest things by leaping over the intermediate steps.
But then why this sketch, since I get no further after all than the tragic hero? Well, because it is at least possible that it might throw light upon the paradox. Everything depends upon how this man stands related to the utterance of the augurs which is in one way or another decisive for his life. Is this utterance publici juris, or is it a privatissimum? The scene is laid in Greece, the utterance of the augur is intelligible to all. I do not mean merely that the ordinary man is able to understand its content lexically, but that the ordinary man can understand that an augur announces to the individual the decision of heaven. So the utterance of the augur is not intelligible only to the hero but to all, and no private relationship to the deity results from it. Do what he will, that which is foretold will come to pass, and neither by doing nor by leaving undone does he come into closer relationship with the deity, or become either the object of its grace or of its wrath. The result foretold is a thing which any ordinary man will be just as well able as the hero to understand, and there is no secret writing which is legible to the hero only. Inasmuch as he would speak, he can do so perfectly well, for he is able to make himself intelligible; inasmuch as he would keep silent, it is because by virtue of being the individual he would be higher than the universal, would delude himself with all sorts of fantastic notions about how she will soon forget the sorrow, etc. On the other hand, in case the will of heaven had not been announced to him by an augur, in case it had come to his knowledge in an entirely private way, in case it had put itself into an entirely private relationship with him, then we encounter the paradox (supposing there is such a thing–for my reflection takes the form of a dilemma), then he could not speak, however much he might wish to.73 He did not then enjoy himself in the silence but suffered pain–but this precisely was to him the assurance that he was justified. So the reason for his silence is not that he as the individual would place himself in an absolute relation to the universal, but that he as the individual was placed in an absolute relation to the absolute. In this then he would also be able to find repose (as well as I am able to figure it to myself), whereas his magnanimous silence would constantly have been disquieted by the requirements of the ethical. It is very much to be desired that aesthetics would for once essay to begin at the point where for so many years it has ended, with the illusory magnanimity. Once it were to do this it would work directly in the interest of the religious, for religion is the only power which can deliver the aesthetical out of its conflict with the ethical. Queen Elizabeth74 sacrificed to the State her love for Essex by signing his death-warrant. This was a heroic act, even if there was involved a little personal grievance for the fact that he had not sent her the ring. He had in fact sent it, as we know, but it was kept back by the malice of a lady of the court. Elizabeth received intelligence of this (so it is related, ni fallor), thereupon she sat for ten days with one finger in her mouth and bit it without saying a word, and thereupon she died. This would be a theme for a poet who knew how to wrench the mouth open–without this condition it is at the most serviceable to a conductor of the ballet, with whom in our time the poet too often confuses himself.
I will follow this with a sketch which involves the demoniacal. The legend of Agnes and the Merman will serve my purpose. The merman is a seducer who shoots up from his hiding-place in the abyss, with wild lust grasps and breaks the innocent flower which stood in all its grace on the seashore and pensively inclined its head to listen to the howling of the ocean. This is what the poets hitherto have meant by it. Let us make an alteration. The merman was a seducer. He had called to Agnes, had by his smooth speech enticed from her the hidden sentiments, she has found in the merman what she sought, what she was gazing after down at the bottom of the sea. Agnes would like to follow him. The merman has lifted her up in his arms, Agnes twines about his neck, with her whole soul she trustingly abandons herself to the stronger one; he already stands upon the brink, he leans over the sea, about to plunge into it with his prey–then Agnes looks at him once more, not timidly, not doubtingly, not proud of her good fortune, not intoxicated by pleasure, but with absolute faith in him, with absolute humility, like the lowly flower she conceived herself to be; by this look she entrusts to him with absolute confidence her whole fate.75 And, behold, the sea roars no more, its voice is mute, nature's passion which is the merman's strength leaves him in the lurch, a dead calm ensues–and still Agnes continues to look at him thus. Then the merman collapses, he is not able to resist the power of innocence, his native element is unfaithful to him, he cannot seduce Agnes. He leads her back again, he explains to her that he only wanted to show her how beautiful the sea is when it is calm, and Agnes believes him.–Then he turns back alone and the sea rages, but despair in the merman rages more wildly. He is able to seduce Agnes, he is able to seduce a hundred Agneses, he is able to infatuate every girl–but Agnes has conquered, and the merman has lost her. Only as a prey can she become his, he cannot belong faithfully to any girl, for in fact he is only a merman. Here I have taken the liberty of making a little alteration* in the merman; substantially I have also altered Agnes a little, for in the legend Agnes is not entirely without fault–and generally speaking it is nonsense and coquetry and an insult to the feminine sex to imagine a case of seduction where the girl is not the least bit to blame.
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*One might also treat this legend in another way. The merman does not want to seduce Agnes, although previously he had seduced many. He is no longer a merman, or, if one so will, he is a miserable merman who already has long been sitting on the floor of the sea and sorrowing. However, he knows (as the legend in fact teaches),76 that he can be delivered by the love of an innocent girl. But he has a bad conscience with respect to girls and does not dare to approach them. Then he sees Agnes. Already many a time when he was hidden in the reeds he had seen her walking on the shore.77 Her beauty, her quiet occupation with herself, fixes his attention upon her; but only sadness prevails in his soul, no wild desire stirs in it. And so when the merman mingles his sighs with the soughing of the reeds she turns her ear thither, and then stands still and falls to dreaming, more charming than any woman and yet beautiful as a liberating angel which inspires the merman with confidence. The merman plucks up courage, he approaches Agnes, he wins her love, he hopes for his deliverance. But Agnes was no quiet maiden, she was fond of the roar of the sea, and the sad sighing beside the inland lake pleased her only because then she seethed more strongly within. She would be off and away, she would rush wildly out into the infinite with the merman whom she loved–so she incites the memman. She disdained his humility, now pride awakens. And the sea roars and the waves foam and the merman embraces Agnes and plunges with her into the deep. Never had he been so wild, never so full of desire, for he had hoped by this girl to find deliverance. He soon became tired of Agnes, yet no one ever found her corpse, for she became a mermaid who tempted men by her songs.
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In the legend Agnes is (to modernize my expression a little ) a woman who craves "the interesting," and every such woman can always be sure that there is a merrnan in the offing, for with half an eye mermen discover the like of that and steer for it like a shark after its prey. It is therefore very stupid to suppose (or is it a rumor which a merman has spread abroad?) that the so-called culture protects a girl against seduction. No, existence is more righteous and fair: there is only one protection, and that is innocence.
We will now bestow upon the merman a human consciousness and suppose that the fact of his being a merman indicates a human pre-existence in the consequences of which his life is entangled. There is nothing to prevent him from becoming a hero, for the step he now takes is one of reconciliation. He is saved by Agnes, the seducer is crushed, he has bowed to the power of innocence, he can never seduce again. But at the same instant two powers are striving for possession of him: repentance; and Agnes and repentance. If repentance alone takes possession of him, then he is hidden; if Agnes and repentance take possession of him, then he is revealed.
Now in case repentance grips the merman and he remains concealed, he has clearly made Agnes unhappy, for Agnes loved him in all her innocence, she believed that at the instant when even to her he seemed changed, however well he hid it, he was telling the truth in saying that he only wanted to show her the beautiful calmness of the sea. However, with respect to passion the merman himself becomes still more unhappy, for he loved Agnes with a multiplicity of passions and had besides a new guilt to bear. The demoniacal element in repentance will now explain to him that this is precisely his punishment [for the faults of his pre-existent state], and that the more it tortures him the better.
If he abandons himself to this demoniacal influence, he then perhaps makes still another attempt to save Agnes, in such a way as one can, in a certain sense, save a person by means of the evil. He knows that Agnes loves him. If he could wrest from Agnes this love, then in a way she is saved. But how? The merman has too much sense to depend upon the notion that an open-hearted confession would awaken her disgust. He will therefore try perhaps to incite in her all dark passions, will scorn her, mock her, hold up her love to ridicule, if possible he will stir up her pride. He will not spare himself any torment; for this is the profound contradiction in the demoniacal, and in a certain sense there dwells infinitely more good in a demoniac than in a trivial person. The more selfish Agnes is, the easier the deceit will prove for him (for it is only very inexperienced people who suppose that it is easy to deceive innocence; existence is very profound, and it is in fact the easiest thing for the shrewd to fool the shrewd)–but all the more terrible will be the merman's sufferings. The more cunningly his deceit is planned, the less will Agnes bashfully hide from him her suffering; she will resort to every means, nor will they be without effect–not to shake his resolution, I mean, but to torture him.
So by help of the demoniacal the merman desires to be the individual who as the individual is higher than the universal. The demoniacal has the same characteristic as the divine inasmuch as the individual can enter into an absolute relation to it. This is the analogy, the counterpart, to that paradox of which we are talking. It has therefore a certain resemblance which may deceive one. Thus the merman has apparently the proof that his silence is justified for the fact that by it he suffers all his pain. However, there is no doubt that he can talk. He can thus become a tragic hero, to my mind a grandiose tragic hero, if he talks. Some, perhaps, will only understand wherein this is grandiose.*
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*Aesthetics sometimes treats a similar subject with its customary coquetry. The merman is saved by Agnes, and the whole thing ends in a happy marriage. A happy marriage! That's easy enough. On the other hand, if ethics were to deliver the address at the wedding service, it would be quite another thing, I imagine. Aesthetics throws the cloak of love over the merman, and so everything is forgotten. It is also careless enough to suppose that at a wedding things go as they do at an auction where everything is sold in the state it is in when the hammer falls. All it cares for is that the lovers get one another, it doesn't trouble about the rest. If only it could see what happens afterwards–but for that it has no time, it is at once in full swing with the business of clapping together a new pair of lovers. Aesthetics is the most faithless of all sciences. Everyone who has deeply loved it becomes in a certain sense unhappy, but he who has never loved it is and remains a pecus.
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He will then be able to wrest from his mind every self-deceit about his being able to make Agnes happy by his trick, he will have courage, humanly speaking, to crush Agnes. Here I would make in conclusion only one psychological observation. The more selfishly Agnes has been developed, the more dazzling will the self-deception be, indeed it is not inconceivable that in reality it might come to pass that a merman by his demoniac shrewdness has, humanly speaking, not only saved an Agnes but brought something extraordinary out of her; for a demon knows how to torture powers out of even the weakest person, and in his way he may have the best intentions toward a human being.
The merman stands at the dialectical turning-point. If he is delivered out of the demoniacal into repentance there are two paths open to him. He may hold back, remain in his concealment, but not rely upon his shrewdness. He does not come as the individual into an absolute relationship with the demoniacal but finds repose in the counter-paradox that the deity will save Agnes. (So it is the Middle Ages would perform the movement, for according to its conception the merman is absolutely dedicated to the cloister.) Or else he may be saved along with Agnes. Now this is not to be understood to mean that by the love of Agnes for him he might be saved from being henceforth a deceiver (this is the aesthetic way of performing a rescue, which always goes around the main point, which is the continuity of the merman's life); for so far as that goes he is already saved, he is saved inasmuch as he becomes revealed. Then he marries Agnes. But still he must have recourse to the paradox. For when the individual by his guilt has gone outside the universal he can return to it only by virtue of having come as the individual into an absolute relationship with the absolute. Here I will make an observation by which I say more than was said at any point in the foregoing discussion.*
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*In the foregoing discussion I have intentionally refrained from any consideration of sin and its reality. The whole discussion points to Abraham, and him I can still approach by immediate categories–in so far, that is to say, as I am able to understand him. As soon as sin makes its appearance ethics comes to grief precisely upon repentance; for repentance is the highest ethical expression, but precisely as such it is the deepest ethical self-contradiction.
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Sin is not the first immediacy, sin is a later immediacy. By sin the individual is already higher (in the direction of the demoniacal paradox) than the universal, because it is a contradiction on the part of the universal to impose itself upon a man who lacks the conditio sine qua non). If philosophy among other vagaries were also to have the notion that it could occur to a man to act in accordance with its teaching, one might make out of that a queer comedy. An ethics which disregards sin is a perfectly idle science; but if it asserts sin, it is eo ipso well beyond itself. Philosophy teaches that the immediate must be annulled (aufgehoben). That is true enough; but what is not true in this is that sin is as a matter of course the immediate, for that is no more true than that faith as a matter of course is the immediate.
As long as I move in these spheres everything goes smoothly, but what is said here does not by any means explain Abraham; for it was not by sin Abraham became the individual, on the contrary, he was a righteous man, he is God's elect. So the analogy to Abraham will not appear until after the individual has been brought to the point of being able to accomplish the universal, and then the paradox repeats itself.
The movements of the merman I can understand, whereas I cannot understand Abraham; for it is precisely through the paradox that the merman comes to the point of realizing the universal. For if he remains hidden and initiates himself into all the torments of repentance, then he becomes a demon and as such is brought to naught. If he remains concealed but does not think cunningly that being himself tormented in the bondage of repentance he could work Agnes loose, then he finds peace indeed but is lost for this world. If he becomes revealed and allows himself to be saved by Agnes, then he is the greatest man I can picture to myself; for it is only the aesthetic writer who thinks lightmindedly that he extols the power of love by letting the lost man be loved by an innocent girl and thereby saved, it is only the aesthetic writer who sees amiss and believes that the girl is the heroine, instead of the man being the hero. So the merman cannot belong to Agnes unless, after having made the infinite movement, the movement of repentance, he makes still one more movement by virtue of the absurd. By his own strength he can make the movement of repentance, but for that he uses up absolutely all his strength and hence he cannot by his own strength return and grasp reality. If a man has not enough passion to make either the one movement or the other, if he loiters through life, repenting a little, and thinks that the rest will take care of itself, he has once for all renounced the effort to live in the idea–and then he can very easily reach and help others to reach the highest attainments, i.e. delude himself and others with the notion that in the world of spirit everything goes as in a well-known game of cards where everything depends on haphazard. One can therefore divert oneself by reflecting how strange it is that precisely in our age when everyone is able to accomplish the highest things doubt about the immortality of the soul could be so widespread, for the man who has really made even so much as the movement of infinity is hardly a doubter. The conclusions of passion are the only reliable ones, that is, the only convincing conclusions. Fortunately existence is in this instance more kindly and more faithful than the wise maintain, for it excludes no man, not even the lowliest, it fools no one, for in the world of spirit only he is fooled who fools himself.
It is the opinion of all, and so far as I dare permit myself to pass judgment it is also my opinion, that it is not the highest thing to enter the monastery; but for all that it is by no means my opinion that in our age when nobody enters the monastery everybody is greater than the deep and earnest souls who found repose in a monastery. How many are there in our age who have passion enough to think this thought and then to judge themselves honestly? This mere thought of taking time upon one's conscience, of giving it time to explore with its sleepless vigilance every secret thought, with such effect that, if even, instant one does not make the movement by virtue of the highest and holiest there is in a man, one is able with dread and horror to discover* and by dread itself, if in no other way, to lure forth the obscure libido78 which is concealed after all in even, human life, whereas on the contrary, when one lives in society with others one so easily forgets, is let off so easily, is sustained in so many ways, gets opportunity to start afresh–this mere thought, conceived with proper re spect, I would suppose, must chasten many an individual in our age which imagines it has already reached the highest attainment.
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*People do not believe this in our serious age, and yet it is remarkable that even in paganism, more easy-going and less given to redection, the two outstanding representatives of the Greek gnôqi sautón [know thyself] as a conception of existence intimated each in his way that by delving deep into oneself one would first of all discover the disposition to evil. I surely do not need to say that I am thinking of Pythagoras and Socrates.
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But about this people concern themselves very little in our age which has reached the highest attainment, whereas in truth no age has so fallen victim to the comic as this has, and it is incomprehensible that this age has not already by a generatio acquivocat [breeding without mating] given birth to its hero, the demon who would remorselessly produce the dreadful spectacle of making the whole age laugh and making it forget that it was laughing at itself. Or what is existence for but to be laughed at if men in their twenties have already attained the utmost? And for all that, what loftier emotion has the age found since men gave up entering the monastery? Is it not a pitiable prudence, shrewdness, faintheartedness, it has found, which sits in high places and cravenly makes men believe they have accomplished the greatest things and insidiously withholds them from attempting to do even the lesser things? The man who has performed the cloister-movement has only one movement more to make, that is, the movement of the absurd. How many in our age understand what the absurd is? How many of our contemporaries so live that they have renounced all or have gained all? How many are even so honest with themselves that they know what they can do and what they cannot? And is it not true that in so far as one finds such people one finds them rather among the less cultured and in part among women? The age in a kind of clairvoyance reveals its weak point, as a demoniac always reveals himself without understanding himself, for over and over again it is demanding the comic. If it really were this the age needed, the theater might perhaps need a new play in which it was made a subject of laughter that a person died of love–or would it not rather be salutary for this age if such a thing were to happen among us, if the age were to witness such an occurrence, in order that for once it might acquire courage to believe in the power of spirit, courage to stop quenching cravenly the better impulses in oneself and quenching enviously the better impulses in others … by laughter? Does the age really need a ridiculous exhibition by a religious enthusiast in order to get something to laugh at, or does it not need rather that such an enthusiastic figure should remind it of that which has been forgotten?
If one would like to have a story written on a similar theme but more touching for the fact that the passion of repentance was not awakened, one might use to this effect a tale which is narrated in the book of Tobit. The young Tobias wanted to marry Sarah the daughter of Raguel and Edna. But a sad fatality hung over this young girl. She had been given to seven husbands, all of whom had perished in the bride-chamber. With a view to my plan this feature is a blemish in the narrative, for almost irresistibly a comic effect is produced by the thought of seven fruitless attempts to get married notwithstanding she was very near to it–just as near as a student who seven times failed to get his diploma. In the book of Tobit the accent falls on a different spot, therefore the high figure is significant and in a certain sense is contributary to the tragic effect, for it enhances the courage of Tobias, which was the more notable because he was the only son of his parents (6:14) and because the deterrent was so striking. So this feature must be left out. Sarah is a maiden who has never been in love, who treasures still a young maiden's bliss, her enormous first mortgage upon life, her Vollmachtbrief zum Glücke,79 the privilege of loving a man with her whole heart. And yet she is the most unhappy maiden, for she knows that the evil demon who loves her will kill the bridegroom the night of the wedding. I have read of many a sorrow, but I doubt if there is anywhere to be found so deep a sorrow as that which we discover in the life of this girl. However, if the misfortune comes from without, there is some consolation to be found after all. Although existence did not bring one that which might have made one happy, there is still consolation in the thought that one would have been able to receive it. But the unfathomable sorrow which time can never divert, which time can never heal: To be aware that it was of no avail though existence were to do everything! A Greek writer conceals so infinitely much by his simple naïveté when he says: pántov gàr ou'deís erota efugen h feúxetai, mécriv an kállov h kaì o'fqalmoì bléposin (cf. Longi Pastoralia).80 There has been many a girl who became unhappy in love, but after all she became so, Sarah was so before she became so. It is hard not to find the man to whom one can surrender oneself devotedly, but it is unspeakably hard not to be able to surrender oneself. A young girl surrenders herself, and then they say, "Now she is no longer free"; but Sarah was never free, and yet she had never surrendered herself. It is hard if a girl surrendered herself and then was cheated,81 but Sarah was cheated before she surrendered herself. What a world of sorrow is implied in what follows, when finally Tobias wishes to marry Sarah! What wedding ceremonies! What preparations! No maiden has ever been so cheated as Sarah, for she was cheated out of the most sacred thing of all, the absolute wealth which even the poorest girl possesses, cheated out of the secure, boundless, unrestrained, unbridled devotion of surrender–for first there had to be a fumigation by laying the heart of the fish and its liver upon glowing coals. And think of how the mother had to take leave of her daughter, who having herself been cheated out of all, in continuity with this must cheat the mother out of her most beautiful possession. Just read the narrative. "Edna prepared the chamber and brought Sarah thither and wept and received the tears of her daughter. And she said unto her, Be of good comfort, my child, the Lord of heaven and earth give thee joy for this thy sorrow! Be of good courage, my daughter." And then the moment of the nuptials! Let one read it if one can for tears. "But after they were both shut in together Tobias rose up from the bed and said, Sister, arise, and let us pray that the Lord may have mercy upon us" (8:4).
In case a poet were to read this narrative, in case he were to make use of it, I wager a hundred to one that he would lay all the emphasis upcn the young Tobias. His heroic courage in being willing to risk his life in such evident danger–which the narrative recalls once again, for the morning after the nuptials Raguel says to Edna, "Send one of the maidservants and let her see whether he be alive; but if not, that we may bury him and no man know of it" (8:12)–this heroic courage would be the poet's theme. I take the liberty of proposing another. Tobias acted bravely, stoutheartedly and chivalrously, but any man who has not the courage for this is a molly-coddle who does not know what love is, or what it is to be a man, or what is worth living for; he had not even comprehended the little mystery, that it is better to give than to receive, and has no inkling of the great one, that it is far more difficult to receive than to give–that is, if one has had courage to do without and in the hour of need did not become cowardly. No, it is Sarah that is the heroine. I desire to draw near to her as I never have drawn near to any girl or felt tempted in thought to draw near to any girl I have read about. For what love to God it requires to be willing to let oneself be healed when from the beginning one has been thus bungled without one's fault, from the beginning has been an abortive specimen of humanity!82 What ethical maturity was required for assuming the responsibility of allowing the loved one to do such a daring deed! What humility before the face of another personl What faith in God to believe that the next instant she would not hate the husband to whom she owed everything!
Let Sarah be a man, and with that the demoniacal is close at hand. The proud and noble nature can endure everything, but one thing it cannot endure, it cannot endure pity. In that there is implied an indignity which can only be inflicted upon one by a higher power, for by oneself one can never become an object of pity. If a man has sinned, he can bear the punishment for it without despairing; but without blame to be singled out from his mother's womb as a sacrifice to pity, as a sweet-smelling savor in its nostrils, that he cannot put up with. Pity has a strange dialectic, at one moment it requires guilt, the next moment it will not have it, and so it is that to be predestinated to pity is more and more dreadful the more the individual's misfortune is in the direction of the spiritual. But Sarah had no blame attaching to her, she is cast forth as a prey to every suffering and in addition to this has to endure the torture of pity–for even I who admire her more than Tobias loved her, even I cannot mention her name without saying, "Poor girl." Put a man in Sarah's place, let him know that in case he were to love a girl a spirit of hell would come and murder his loved one–it might well be possible that he would choose the demoniacal part, that he would shut himself up within himself and say in the way a demoniacal nature talks in secret, "Many thanks, I am no friend of courteous and prolix phrases, I do not absolutely need the pleasure of love, I can become a Blue Beard, finding my delight in seeing maidens perish during the night of their nuptials." Commonly one hears little about the demoniacal, notwithstanding that this field, particularly in our time, has a valid claim to be explored, and notwithstanding that the observer, in case he knows how to get a little in rapport with the demon, can, at least occasionally, make use of almost every man for this purpose. As such an explorer Shakespeare is and constantly remains a hero. That horrible demon, the most demoniacal figure Shakespeare has depicted and depicted incomparably, the Duke of Gloucester (afterwards to become Richard III)–what made him a demon? Evidently the fact that he could not bear the pity he had been subjected to since childhood. His monologue in the first act of Richard III is worth more than all the moral systems which have no inkling of the terrors of existence or of the explanation of them.
I, that am rudely stamped, and want love's majesty
To strut before a wanton ambling nymph;
I, that am curtail'd of this fair proportion,
Cheated of feature by dissembling nature,
Deformed, unfinished, sent before my time
Into this breathing world, scarse half made up,
And that so lamely and unfashionable
That dogs bark at me as I halt by them.
Such natures as that of Gloucester one cannot save by mediating them into an idea of society. Ethics in fact only makes game of them, just as it would be a mockery of Sarah if ethics were to say to her, "Why dost thou not express the universal and get married?" Essentially such natures are in the paradox and are no more imperfect than other men, but are either lost in the demoniacal paradox or saved in the divine. Now from time out of mind people have been pleased to think that witches, hobgoblins, gnomes etc. were deformed, and undeniably every man on seeing a deformed person has at once an inclination to associate this with the notion of moral depravity. What a monstrous injustice! For the situation must rather be inverted, in the sense that existence itself has corrupted them, in the same way that a stepmother makes the children wicked. The fact of being originally set outside of the universal, by nature or by a historical circumstance, is the beginning of the demoniacal, for which the individual himself however is not to blame. Thus Cumberland's Jew83 is also a demon notwithstanding he does what is good. Thus too the demoniacal may express itself as contempt for men–a contempt, be it observed, which does not cause a man to behave contemptibly, since on the contrary he counts it his forte that he is better than all who condemn him.–In view of such cases the poets ought to lose no time in sounding the alarm. God knows what books are read now by the younger generation of verse makers! Their study likely consists in learning rhymes by rote. God knows what significance in existence these men have! At this moment I do not know what use they are except to furnish an edifying proof of the immortality of the soul, for the fact that one can say of them as Baggesen says84 of the poet of our town, Kildevalle, "If he is immortal, then we all are."–What has here been said about Sarah, almost as a sort of poetic production and therefore with a fantastic presupposition, acquires its full significance if one with psychological interest will delve deep into the meaning of the old saying: Nullum unquam exstitit magnum ingenium sine aliqua dementia.85 For this dementia is the suffering allotted to genius in existence, it is the expression, if I may say so, of the divine jealousy, whereas the gift of genius is the expression of the divine favor. So from the start the genius is disoriented in relation to the universal and is brought into relation with the paradox–whether it be that in despair at his limitation (which in his eyes transforms his omnipotence into impotence) he seeks a demoniacal reassurance and therefore will not admit such limitation either before God or men, or whether he reassures himself religiously by love to the Deity. Here are implied psychological topics to which, it seems to me, one might gladly sacrifice a whole life–and yet one so seldom hears a word about them.86 What relation has madness to genius? Can we construct the one out of the other? In what sense and how far is the genius master of his madness? For it goes without saying that to a certain degree he is master of it, since otherwise he would be actually a madman. For such observations, however, ingenuity in a high degree is requisite, and love; for to make observation upon a superior mind is very difficult. If with due attention to this difficulty one were to read through the works of particular authors most celebrated for their genius, it might in barely a single instance perhaps be possible, though with much pains, to discover a little.
I would consider skill another case, that of an individual who by being hidden and by his silence would save the universal. To this end I make use of the legend of Faust.87 Faust is a doubter,* an apostate against the spirit, who takes the path of the flesh.
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*If one would prefer not to make use of a doubter, one might choose a similar figure, an ironist, for example, whose sharp sight has discovered fundamentally the ludicrousness of existence, who by a secret understanding with the forces of life ascertains what the patient wishes. He knows that he possesses the power of laughter if he would use it, he is sure of his victory, yea, also of his good fortune. He knows that an individual voice will be raised in resistance, but he knows that he is stronger, he knows that for an instant one still can cause men to seem serious, but he knows also that privately they long to laugh with him; he knows that for an instant one can still cause a woman to hold a fan before her eyes when he talks, but he knows that she is laughing behind the fan, that the fan is not absolutely impervious to vision, he knows that one can write on it an invisible inscription, he knows that when a woman strikes at him with her fan it is because she has understood him, he knows without the least danger of deception how laughter sneaks in, and how when once it has taken up its lodging it lies in ambush and waits. Let us imagine such an Aristophanes, such a Voltaire, a little altered, for he is at the same time a sympathetic nature, he loves existence, he loves men, and he knows that even though the reproof of laughter will perhaps educate a saved young race, yet in the contemporary generation a multitude of men will be ruined. So he keeps silent and as far as possible forgets how to laugh. But dare he keep silent? Perhaps there are sundry persons who do not in the least understand the difficulty I have in mind. They are likely of the opinion that it is an admirable act of magnanimity to keep silent. That is not at all my opinion, for I think that every such character, if he has not had the magnanimity to keep silent, is a traitor against existence. So I require of him this magnanimity, but when he possesses it, dare he then keep silent? Ethics is a dangerous science and it might be possible that Aristophanes was determined by purely ethical considerations in resolving to reprove by laughter his misguided age. Aesthetical magnanimity does not help [to solve the question whether one ought to keep silent], for on the credit of that one does not take such a risk. If he is to keep silent, then into the paradox he must go.–I will suggest still another plan for a story. Suppose e.g. that a man possessed a explanation of a heroic life which explained it in a sorry way, and yet a whole generation reposes securely in an absolute belief in this hero, without suspecting anything of the sort.
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This is what the poets mean by it, and whereas again and again it is repeated that every age has its Faust, yet one poet after another follows indefatigably the same beaten track. Let us make a little alteration. Faust is the doubter par excellence, but he is a sympathetic nature. Even in Goethe's interpretation of Faust I sense the lack of a deeper psychological insight into the secret conversations of doubt with itself. In our age, when indeed all have experienced doubt, no poet has yet made a step in this direction. So I think I might well offer them Royal Securities88 to write on, so that they could write down all they have experienced in this respect–they would hardly write more than there is room for on the left hand margin.
Only when one thus deflects Faust back into h